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Legal and institutional framework regulating public offering of securities in the nigerian capital market

 

Table Of Contents


Chapter ONE

1.1 Introduction
1.2 Background of Study
1.3 Problem Statement
1.4 Objective of Study
1.5 Limitation of Study
1.6 Scope of Study
1.7 Significance of Study
1.8 Structure of the Research
1.9 Definition of Terms

Chapter TWO

2.1 Overview of Public Offering of Securities
2.2 Historical Development of Securities Market
2.3 Regulatory Framework of Securities Market
2.4 Types of Public Offerings
2.5 Investor Protection in Public Offerings
2.6 Market Performance and Public Offerings
2.7 Global Comparisons in Public Offerings
2.8 Challenges in Public Offerings
2.9 Benefits of Public Offerings
2.10 Future Trends in Public Offerings

Chapter THREE

3.1 Research Design
3.2 Data Collection Methods
3.3 Sampling Techniques
3.4 Data Analysis Procedures
3.5 Ethical Considerations
3.6 Research Limitations
3.7 Research Validity and Reliability
3.8 Research Findings Interpretation

Chapter FOUR

4.1 Analysis of Data
4.2 Comparison of Findings
4.3 Discussion on Regulatory Implications
4.4 Impact on Securities Market
4.5 Investor Behavior Analysis
4.6 Recommendations for Market Participants
4.7 Policy Implications
4.8 Future Research Directions

Chapter FIVE

5.1 Conclusion
5.2 Summary of Findings
5.3 Implications for Practice
5.4 Contributions to Knowledge
5.5 Recommendations for Future Studies

Thesis Abstract

A nation’s financial system is made up of the Money Market, Capital

Market and the Insurance Market. While Central Bank of Nigeria

serves as the apex regulatory organization of the Nigerian Money

Market, the Securities and Exchange Commission (SEC) is the apex

regulatory body of the Nigerian Capital Market, while the National

Insurance Commission (NAICOM) regulates the Insurance Sector.

Capital Market, in simple terms, is a market for raising long-term

funds. It is that segment of the financial market which represents the

intricate intermediation functions and processes of a network of

individuals, institutions and financial instruments between the users

and providers of long-term funds are mobilized and channeled into

productive investments by the issuance of equities and interest

bearing securities. The market also provides a


Thesis Overview

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