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The concept of state recognition under international law

 

Table Of Contents


Thesis Abstract

Abstract
State recognition is a fundamental concept in international law that plays a crucial role in determining the legal status and rights of a state in the international community. The process of state recognition involves the acknowledgment by other states or international organizations that a political entity possesses the qualifications of statehood as defined by international law. This recognition is essential for a state to participate in diplomatic relations, enter into treaties, and assert its rights and obligations under international law. The criteria for state recognition are primarily based on the principles established in the Montevideo Convention of 1933, which requires a state to possess a permanent population, a defined territory, a government, and the capacity to enter into relations with other states. While these criteria provide a general framework for determining statehood, the practice of state recognition is often influenced by political considerations and power dynamics among states. The process of state recognition can take various forms, including de facto recognition, where a state is recognized as a matter of fact without formal acknowledgment, and de jure recognition, which involves the formal acknowledgment of statehood through diplomatic means. De facto recognition is often based on the effective control and stability of a political entity within a defined territory, while de jure recognition confers legal status and rights on a state under international law. State recognition is not only a legal concept but also a political and diplomatic process that reflects the evolving norms and practices of the international community. The recognition of states can be influenced by a variety of factors, including historical relationships, regional dynamics, and the interests of major powers. States that seek recognition must navigate these complexities to establish their legitimacy and secure their position in the international system. In conclusion, state recognition is a complex and multifaceted concept in international law that plays a critical role in defining the rights and obligations of states in the global arena. The process of state recognition is shaped by legal principles, political considerations, and diplomatic practices, highlighting the dynamic nature of international relations. Understanding the concept of state recognition is essential for states seeking to establish their international standing and engage effectively in the community of nations.

Thesis Overview

 INTRODUCTION

1.1       Background to the Study

The term ―recognition‖ implies a process whereby a person or an entity admits to

the existence or the being of another person, entity or state of affairs. The Chambers

Twentieth Century Dictionary defines the concept as a sign, token or indication of

acknowledgment of a thing or a state of being in relation to nation state.1

State recognition is one of the oldest practice in international relations, and one of

the most vexed concepts in international law since the middle ages, political communities

have interacted with each other as sovereign, territorial states under an accepted system

of rules. Determining which entity is to be recognized as state subject to these rules has

hence been a basic component of international relations. As such, it is one of the most

common discussed topics in the international law literatures.2

Recognition of statehood grants an entity international legal personality and binds

it to comfort it according to the rules established by international law in its relations with

other states and peoples. At the same time, it makes the entity eligible to enter into

treaties and alliances with other states as well as to participate in the development and

enforcement of international law. Most importantly recognition is an affirmation of an

entity‘s right to territorial sovereignty and integrity and its right to exercise coercive

jurisdiction within this territory.

1 McDonald, A.M. (1972) Chambers Twentieth Dictionary, 1 & A Constable Ltd., p. 1128

2 Maraina O. Secession, Statehood and Recognition: Princeton University pdf document available at http://psujja.files.wordpress.com/2012/04/secession.final.pdf. Accessed on 27/2/2013

1

The right and powers attached to statehood make it desirable for a political entities

to attain such a status, at the same time the expectation that each new state will abide by

the rule of international law makes it desirable to include as many qualified political

entities as possible in so far as this will further the goals of peace and stability.3

While in conformity with the above the Monte Video Convention of 1933 made a

preliminary attempt to codify specific descriptive criteria for statehood thus:

(1) Permanent Population

(2) Define territory

(3) Functional government able to control the territory

(4) Capacity to enter into relation with other state voluntarily

Together these four requirements defined a state and presumably any entity

aspiring independent statehood that met these criteria would automatically be regarded as

a state under international law.

However and unfortunately the present practice of recognition is not in conformity

with the above criteria. According to the present recognition an entity is considered a

state to the extent that other state recognized it as such, since new state cannot exercise

right and obligation against state that do not recognize it. For example taking into

consideration the case of Palestine, applying the Montevideo criteria for statehood, it

becomes clear that Palestine should be considered a state and also be recognized, as it has

a permanent population, concentrated in a defined territory, a functional representative

3 Erticle 3 of Monte video Convention (1933)


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